Peter Ellis Org : Seeking Justice for Peter Ellis
The Christchurch Civic Creche Case

www.peterellis.co.nz









Office of the Ombudsmen
Nga Kaitiaki Mana Tangata



Our Ref: W50678
Contact: Michael McDonnell


10 December 2003

The Secretary for Justice
Ministry of Justice
P O Box180
Wellington


Dear Ms Clark


Official Information Act Complaint: Katherine Rich MP

I refer to our earlier correspondence.

I have had the opportunity to consider the information at issue in this case and the report you have provided on the reasons why the Ministry wishes to withhold this information and am now in a position to provide you with my provisional view.

Background and Information at Issue:

The background is that on 23 June 2003, Ms Rich wrote to you requesting the following information:

"...a copy of all correspondence (including email), reports, or any document that relates to Peter Ellis and the Christchurch Civic creche case. This should include copies of all subsequent replies to that correspondence.

This should include a copy of the report produced by the Ministry of Justice for the Minister in February 2001 regarding holding a commission of inquiry or a ministerial inquiry. Additionally, I specifically request any advice relating to the decision to hold a ministerial inquiry."

In a letter dated 25 June 2003, Ms Rich modified this request as follows:

"I request under section 12 of the Official Information Act, a copy of all correspondence (including email), reports, or any document that relates to Peter Ellis and the Christchurch Civic Creche case for the period November 1999 to April 2001 that refers to either a ministerial Inquiry or a commission of inquiry.

This should include a copy of the report produced by the Ministry of Justice far the Minister in February 2001 regarding holding a commission of inquiry or a ministerial inquiry."

The Ministry responded to this request on 5 August 2003. I am advised by Ms Rich and the Ministry has confirmed that it has withheld the following information:

"Document C28 dated 6 March 2000, a Memoranda for Cabinet, covering letter and Cabinet Policy Commlttee decision (Page 5 of the Memorandum for Cabinet) (One sentence withheld pursuant to sections 9(2)(f)(iv) and 9(2)(g)(i))."

In its report of 28 October 2003, the Ministry confines its reason for withholding the sentence in question to section 9(2}(g)(i) of the Official Information Act.

The sentence withheld appears on page 5 of the Ministry's memorandum of 1 March 2000 to the Minister of Justice and reads as follows:

"It has to be acknowledged, however, that such an inquiry is unlikely to be able to arrive at the truth and, whatever its findings, may fail to satisfy current public doubts."



Section 9(2)(g)(i}

Section 9(2)(g)(i) of the Official Information Act applies where it is necessary to withhold the information at issue in order to:

"(g) Maintain the effective conduct of public affairs through -

(i) The free and frank expression of opinions by or between or to Ministers of the Crown or members of an organisation or officers and employees of any Department or organisation In the course of their duty".

Before accepting that section 9(2)(g){i) applies, the decision-maker (and an Ombudsman on review) must be satisfied that it is necessary to withhold this particular information because:

¨                   disclosure of the information at issue would be likely to inhibit the future "free and frank expression of opinions";

¨                   such future free and frank expression of opinions would be necessary to maintain the "effective conduct of public affairs"; and

¨                   in the circumstances of the particular case, the interest in withholding is not outweighed by countervailing public interest considerations favouring disclosure.

In assessing whether disclosure of certain information would be likely to inhibit free and frank expression of opinions in the future, factors such as the:

¨                   nature and content of the information;

¨                   source of the information; and

¨                   context in which it was generated

are relevant.

Section 9(2)(g)(i) reflects Parliament's acceptance that it may be necessary to protect information if release of that information would inhibit the generation of free and frank expression of opinions in similar circumstances in the future, where the provision of such opinions would be necessary to maintain the effective conduct of public affairs.

The Danks Committee, whose report "Towards Open Government" in 1982 led to the enactment of the Official Information Act, described the interests to which section 9(2)(g)(i) relates as follows:

"If the attempt to open processes of Government inhibits the offering of blunt advice or effective consultation and arguments, the net result will be that the quality of the decisions will suffer, as will the quality of the record. The processes of Government could become less open and, perhaps, more arbitrary." (Towards Open Government, General Report, page 19.)

"Essentially the subparagraph covers internal and interdepartmental minutes, reports and recommendations, and advice by public servants to Ministers...such documents are not automatically protected from disclosure. Only if disclosure is likely to inhibit the free and frank expression of opinion and thereby adversely affect the conduct of public affairs may a reason for withholding them under this head exist." (Towards Open Government, Supplementary Report, page 67)

In considering whether section 9(2)(g){i) will apply it is necessary to consider the circumstances in which the information was generated, and by whom. As general propositions, information generated as a result of careful and considered deliberation and expressed in temperate language will be less likely to be withholdable, than less considered remarks generated in the heat of debate. Similarly, the more senior the person who generated the information, then the more robust the person may be expected to be in the future in continuing to express opinions.



Application of Section 9{2){g)(i) to the Information at Issue

In the present case, the Ministry's memorandum of 1 March 2000 to the Minister of Justice, which contains the information at issue bears the signature of the then Secretary for Justice, Mr C Keating. This memorandum appears to be a carefully considered formal document and there is no indication that the information in it was generated as a result of anything but careful and considered deliberation. The sentence in question is not one that could be considered to have been generated in the heat of debate. In general, if the free and frank opinions under consideration are those of senior officials as is the case here, these officials would be expected by virtue of their positions to continue to express their opinions freely and frankly in the future when called upon to provide advice about the treatment of similar controversial and high-profile cases as the Ellis case. I accept that it Is vital for the reasons set out in Ms Sim's letter that the Government is provided with "clear, considered and uninhibited advice ... " when it is considering such inquiries as the manner in which the Court's have exercised their judicial functions in the Ellis case. I am not persuaded that disclosure of the sentence in question would prejudice the future provision of free and frank opinions by officials in similar circumstances. In corning to this view, I have also taken into account the following comment in Ms Sim's letter that:

"…the point made by this sentence is essentially set out in other parts of the Ministry advice released to Ms Rich in a less blunt and focused fashion.(see (sic) for example, see the second paragraph under section (3) on page 6 of the Ministry advice),"

My provisional view is therefore that section 9(2)(g)(i) does not apply to the information at issue and the information should be released accordingly.

I am of course happy to consider any comments you may wish to make. However, if you accept my provisional view I would be grateful if you would proceed with release of the information and advise me when it has been released.

I look forward to receiving your response as soon as possible


Yours sincerely



John Belgrave
Chief Ombudsman